
10-11 July 2025 | Stratford-upon-Avon
Stuart specialises in helping firms obtain authorisation, vary their permissions, or seek approval for changes in control. He is also very experienced in undertaking compliance reviews and advising firms across the asset management industry on complex areas of regulation.
Stuart has 27 years of experience in financial services compliance. During this time, he has helped hundreds of firms obtain authorisation, vary their permissions, obtain approval for changes in control, and establish and enhance their governance and control functions to meet evolving regulatory expectations. Stuart also assists firms by overseeing their compliance arrangements, conducting compliance audits, and performing internal compliance reviews.